Claude-powered compliance review: scans advisor-to-client communication (emails, performance reports, marketing copy) for missing fee disclosures, prohibited performance-based claims, required risk warnings, and cherry-picked performance. Flags every SEC-rule violation before the comms go out. Cites the specific rule citation per flag (Advisers Act 206, marketing rule 206(4)-1, custody rule 206(4)-2).
Discovered on Internal via @thetalkinghedge